CPR Model: II-B. Theoretical Assumptions

How does internal conflict strengthen or weaken a state? Contrary to popular perception, which views internal conflict as a cause of state collapse, the process often works the other way around. That is, state collapse causes ethnic or internal conflict. Our central theoretical assumption, therefore, is that internal conflict is a pathology of the state. The root causes of deterioration may be deep, as indicated earlier in discussing the factors that may predispose a society toward conflict. However, the proximate causes usually lie in factors that foment political decay at the center, including poor governance, institutional degeneration, corruption, and, most of all, destructive leadership. When the center dissolves, factionalization increases as loyalties shift from the state to more traditional communities and local leaders that offer psychic satisfaction and physical protection. Unless the process is reversed, it may result in communal violence, ethnic cleansing and genocide.

To assess the potential for mass violence, one should look not only at evidence of rising communal hostility, but also at wider societal trends associated with decay. This is particularly true in plural societies that lack the institutional infrastructure or leadership to cope with crises. Because quantitatively-based indicators of state decay are underdeveloped and often unreliable in disintegrating states, one must examine a full array of social, economic, military and political variables, taking into account the particular circumstances of societies at risk.

In the model presented here, there are twelve societal indicators identified that appear frequently in collapsing states. Not all must be present for impending collapse. However, the greater the number and intensity of these indicators, the higher the risk of internal conflict and violence.

Since internal conflict is essentially a pathology of the state, state-building should be at the heart of peace efforts in collapsed states. It is important to note that "state-building" is not synonymous with "nation-building," a more expansive goal which involves rehabilitating the economy and reestablishing civil society. Nation-building should be the primary responsibility of local leaders, not of foreign intermediaries. International aid and assistance may be needed, but it should be coordinated with, and not divert attention from, the central goal of achieving sustainable security or reconstituting the minimum elements of a state. Somalia in the 1990s, for example, has a clan-based civil society and a working economy, but no sustainable security because it lacks state institutions and a central government.

This "state-centered approach" should not be confused with a "statist approach," which views conflict in terms of hierarchical power struggles among elites. To the contrary, it is absolutely essential to understand the relationship between the state and society. As a state fails, people seek security and attempt to advance their interests through traditional or historical social bonds. Ample opportunities exist in this kind of environment for factional leaders to play on group fears and loyalties, using narrow nationalism as a means of pursuing and holding on to power. To break such a cycle, the institutional basis of a legitimate state must be reconstituted, both to end domination by factionalized elites, and to restore public confidence in a system of governance that goes beyond communal interests.

In sum, this model is based on the assumption that state failure is a primary cause of internal or ethnic conflict, not the reverse as is commonly thought. The model posits state building as the basis of a potential strategy for resolving or managing such conflict.

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